Ch.6 · Distributor Commission Structure · medium
What is the consequence for a distributor found guilty of violating the AMFI Code of Conduct?
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EXPLANATION
AMFI can suspend or cancel a distributor's ARN for serious violations of the Code of Conduct. AMFI may also refer the matter to SEBI, which has broader enforcement powers including debarring individuals from securities markets, levying monetary penalties, and initiating legal proceedings.
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