Ch.6 · ARN and EUIN Rules · hard

What is the role of the Principal Officer in a corporate mutual fund distributor?

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EXPLANATION

For corporate distributors, AMFI requires a designated Principal Officer who holds a valid NISM Series V-A certification. This person is responsible for compliance with AMFI/SEBI regulations and is the primary contact for the ARN. The Principal Officer's details are disclosed in the ARN registration.

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