Ch.9 · KYC and Folio Management · medium

An investor opts to receive CAS in physical format. What is the RTA's obligation?

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EXPLANATION

Investors who do not have an email address registered or who opt for physical mode must receive CAS by post to their registered address. The RTA is obligated to dispatch it within the stipulated timeline.

A.The RTA can decline physical CAS — digital-only is mandatory post 2022

B.The RTA must send physical CAS by post to the registered address [✓ Correct]

C.Physical CAS is sent only once a year

D.Physical CAS is only available for folios above ₹10 lakh in value

EXPLANATION

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