Ch.4 · AMFI Code of Conduct · hard
As per SEBI regulations, can a mutual fund distributor also be a Registered Investment Adviser (RIA)?
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EXPLANATION
SEBI's Investment Adviser Regulations prohibit a person from being both a mutual fund distributor (earning commission) and a Registered Investment Adviser (charging advisory fees) simultaneously. This prevents the conflict of interest between commission-based distribution and fee-based advice.
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