Ch.4 · AMFI Code of Conduct · medium
If an investor makes a mutual fund investment without the involvement of a distributor (i.e., self-directed), how should the EUIN field be filled?
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EXPLANATION
When an investor invests without the involvement of any distributor employee (self-directed transaction), the EUIN field is left blank, and the investor must sign a declaration to this effect. A blank EUIN indicates a non-advisory or execution-only transaction.
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