Ch.4 · AMFI Code of Conduct · hard
What is SEBI's LODR regulation in the context of mutual fund AMCs?
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EXPLANATION
SEBI (LODR) Regulations, 2015 apply to listed entities. While mutual fund schemes are not listed companies, the sponsor companies or holding companies of AMCs may be listed and thus subject to LODR. The regulation for mutual fund scheme disclosures is primarily the SEBI (Mutual Funds) Regulations, 1996.
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