Ch.3 · Custodian and RTA Functions · hard
What is the 'SEBI (Listing Obligations and Disclosure Requirements) Regulations' relevance to mutual funds?
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EXPLANATION
SEBI (LODR) Regulations, 2015 apply to companies listed on stock exchanges. They are relevant to mutual funds indirectly — many AMC parent companies or sponsors (e.g., HDFC Ltd, Aditya Birla Capital) are listed entities subject to LODR. The mutual fund schemes themselves are governed by SEBI (Mutual Funds) Regulations, 1996, not LODR.
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